The U.S. federal securities laws provide the most tried and true regulatory framework to unlock the potential of digital assets. Formed by a team of securities lawyers, blockchain visionaries, and financial services veterans, we built our platform specifically to comply with SEC regulations and FINRA rules, prioritizing investor protection and driving progress in the digital asset industry.
Our goal is to provide market access for investors of all types to digital asset securities through our SEC-registered broker dealers, Prometheum Capital and Prometheum ATS. By integrating digital asset securities and the benefits of blockchain technology into established financial markets, we enable all market participants to access a new asset class and offer innovative, on-chain financial products and investment opportunities subject to U.S. Federal Securities Laws.
Prometheum, through its subsidiaries, is a public market and qualified custodial infrastructure for digital asset securities that integrates the requirements of investor protections of federal securities regulation and efficiencies of blockchain technology. Prometheum offers a unique trading and custody solution to investors seeking to access digital asset securities.
Prometheum ATS, an SEC-registered broker-dealer and FINRA member firm, provides digital asset securities trading to customers through an alternative trading system.
Prometheum Capital is a “Qualified Custodian”* and the first SEC-Registered, FINRA member firm operating as a special purpose broker-dealer (SPBD) allowing for the custody of digital asset securities.
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Chairman
Co-CEO
Co-CEO
Chief Technology Officer
Chief Regulatory Officer, Prometheum Inc. and Chief Operating Officer, ProCap
Chief Financial Officer
Head of Business Development
Chief Operations Officer, Prometheum Capital
Principal Financial Officer, Prometheum Capital and Principal Financial Officer, Prometheum ATS
Chief Compliance Officer
* "Qualified custodian" is defined by the SEC in Rule 206(4)-2 under the Investment Advisers Act of 1940 to include "A broker-dealer registered under section 15(b)(1) of the Securities Exchange Act of 1934, holding the client assets in customer accounts."
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Digital asset securities may not be suitable for all investors. Investors should note that investing or trading in digital asset securities could involve substantial risks, including no guarantee of returns, costs associated with selling and purchasing, and no assurance of liquidity, which could impact their price and the investor's ability to sell, and possible loss of principal invested. There is always the potential of losing part or all of your money when you invest in digital asset securities.
Not SIPC or FDIC insured. For further risk disclosure information see ProATS Digital Asset Securities Risk Disclosure, Prometheum Capital LLC Digital Asset Securities Risk Disclosure, and Regulatory Considerations sections in Disclosures.
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120 Wall Street, Floor 25
New York, NY 10005
